Securities Law, 2nd Edition


Securities Law

Nov 2013

Securities Law covers the processes and procedures involved in the admission of securities to listing and the preparation of prospectuses.

The new 2nd edition:

  • Discusses private law and criminal liability in the issue of securities
  • Explains the criminal law on insider dealing, fraud under the Fraud Act 2006, general offences under FSMA 2000, and the regulation of market abuse more generally
  • Offers a detailed guidance on the regulation of the Alterbative Investment Market (AIM) and how to handle the issue of unlisted securities
  • Advises on the securities law implications arising from takeovers
  • Includes guidance on the allotment of shares